† Corresponding author. E-mail:
Project supported by the National Natural Science Foundation of China (Grant Nos. 61675096 and 61205042), the Natural Science Foundation of Jiangsu Province in China (Grant No. BK20141393), and the Singapore Ministry of Education Academic Research Fund Tier 3 (Grant No. MOE2011-T3-1-005) and Tier 2 (Grant No. MOE2012-T2-2-124).
Photoluminescence (PL) from bulk noble metals arises from the interband transition of bound electrons. Plasmonic nanostructures can greatly enhance the quantum yield of noble metals through the localized surface plasmon. In this work, we briefly review recent progress on the phenomenon, mechanism, and application of one-photon PL from plasmonic nanostructures. Particularly, our recent efforts in the study of the PL peak position, partial depolarization, and mode selection from plasmonic nanostructures can bring about a relatively complete and deep understanding of the physical mechanism of one-photon PL from plasmonic nanostructures, paving the way for future applications in plasmonic imaging, plasmonic nanolasing, and surface enhanced fluorescence spectra.
The definition of photoluminescence (PL) is the light re-emission after absorbing a photon with energy higher than the band gap in solid physics. In semiconductors, the typical PL is from the recombination of excited electrons in the conduction band and holes in the valence band. PL from bulk noble metals and metallic nanostructures has received an enormous amount of attention in the past few decades. Initial works have revealed that when the excitation photon energy is above the direct interband transition, the one-photon PL from bulk noble metals shares the same mechanism as that of semiconductors, where a three-step process is involved: (i) photoexcitation of electron–hole pairs, (ii) relaxation of the excited electrons, and (iii) recombination of the electron–hole pairs.[1,2] Since the recombination rate of the electron–hole pairs is much slower than other nonradiative channels, the quantum efficiency of PL from bulk noble metals is extremely low (in the order of ∼ 10−10). As a comparison, PL from metallic nanostructures with a typical size larger than 50 nm is strongly modified by the localized surface plasmon resonance (LSPR), where the corresponding quantum efficiency has demonstrated to be strongly enhanced by a million times.[3–8] Pioneering study on the time-resolved PL from gold nanoparticles has also demonstrated that the LSPR can act as a radiative channel to generate ultrafast emission (≤ 50 fs) comparable with the LSPR dephasing time.[9] When the excitation photon energy is below the direct interband transition, the mechanism has been contentious for the PL from bulk noble metals and metallic nanostructures. To date, main explanations include intraband excitation and emission of hot electrons,[6,10,11] as well as the prompt electronic Raman scattering.[12,13] It is hard to identify these two mechanisms from the phenomenological microcopy spectra. Despite the fact that a clear quantum mechanism still needs to be confirmed among these explanations, a universal nature of the PL normalized by the scattering spectrum has been revealed in our recent works, which emphasize an internal energy redistribution process related to the broadband PL spectrum.[14,15]
In this paper, we briefly review recent progress on the one-photon PL from plasmonic nanostructures by following the logical line of phenomenon, mechanism, and application. In Section
Surface plasmon is the collective oscillation of free electrons within the conduction band of the metal, which usually forms at the interface between metals and dielectrics.[3,16] Typical materials possessing the surface plasmon response include noble metals (Au, Ag, Pt) at the visible-infrared region, aluminum at the ultraviolet region, and graphene at the terahertz region. Figure
![]() | Fig. 1. (color online) Schematic of (a) surface plasmon polaritons on the surface of gold film and (b) the localized surface plasmon resonance in gold nanosphere.[22] LSPR induced hot electron generation in (c) bowtie nanostructure for (d) SERS applications.[20,21] |
For simple metallic nanostructures (also called plasmonic atoms), such as nanosphere, nanorod, and nanodisk, the LSPR can act as a radiative channel to transfer the energy and momentum of LSP within metallic nanostructures to free space. Normally, the scattering light from simple metallic nanostructures exhibit different colors determined by the material they are made from, the surrounding media, the size, and shape. For example, figures
![]() | Fig. 2. (color online) (a) DF images and (b) scattering spectra of gold nanorod, disk, and two triangles.[16] (c) Scanning electron microscope (SEM), DF images, and scattering spectra of Au nanodisks with a diameter from 80 nm to 200 nm (experiment and simulation).[23] (d) SEM and DF scattering spectra of Au nanodisk dimer under horizontal and vertical excitations.[14] (e) Plasmonic subwavelength-resolution color printing realized by the interaction of nanodisks with different diameters and separations. (f) The full palette of colors and the test image.[26,27] |
For complex metallic nanostructures (also called plasmonic molecules), such as polymer, core-shell, and dolmen-like nanostructures, the inside LSPR coupling can be well described by the surface plasmon hybridization theory.[24,25] Recently, Dr. Hu measured the polarized DF scattering spectra from Au nanodisk dimers with different gaps, as shown in Fig.
LSPR in nanostructures can be damped radiatively by re-emission of a photon through scattering or non-radiatively through the creation and relaxation of hot electron–hole pairs (Fig.
![]() | Fig. 3. (color online) Non-radiative decay process of LSPR in metal nanoparticles. Details are explained in the main text.[28] |
The first PL of Au film (Fig.
![]() | Fig. 4. (color online) (a) PL spectra of gold and copper film at room temperature.[1] (b) The band structure of gold near X and L close to the Fermi surface.[6] (c) The enhanced PL spectra from rough copper film (dashed lines) as compared to that of the smooth sample (solid lines).[2] (d)–(f) QYs of PL from gold nanoparticles are strongly dependent on the overlap between the excitation wavelengths and LSPR positions.[31] (g)–(j) Gap-plasmon enhanced PL (457 nm excitation) from a Ag nanowire on a single Au nanobeam with a 6 nm-thick Al2O3 insulator layer.[32] (k) Excitation wavelength dependent gap-plasmon enhanced PL from gold nanospheres on a gold film with a 3.4 nm-thick Al2O3 insulator layer.[33] |
A similar work based on the gold nanospheres on a gold film with a 3.4 nm-thick Al2O3 insulator layer has demonstrated that the gap plasmon enhanced PL is also dependent on the excitation wavelength, where the magnitude of enhancement reaches up to 28000 under 633 nm excitation instead of 532 nm (far from the gap-plasmon resonance wavelength), as shown in Fig.
The peak position of PL from plasmonic nanostructures has been demonstrated to show a blue shift as compared to the corresponding scattering peak in some previous works. The first blue shift phenomenon was reported by Beversluis et al. in 2003,[6] where the PL peak from gold nanoparticles excited by 780 nm femtosecond pulses has shown a slight blue shift compared to the scattering peak. Such an indistinctive phenomenon was ignored for a long time. Until recently, PL studies under continuous wave (CW) laser excitation have confirmed this blue shift again in different plasmonic nanostructures.[14,35–37] Fang et al. in 2012 reported a slightly growing blue shift in the PL from three gold nanorods with gradually increased aspect ratio. In one of our works, Hu et al. in 2012 observed a more apparent size-dependent blue shift in the PL from single gold nanodisks with a diameter from 60 nm to 140 nm, where a maximum ∼ 50 nm blue shift was demonstrated (Fig.
![]() | Fig. 5. (color online) (a) Comparison of PL (532 nm excitation) and DF scattering spectra of three gold nanorods with gradually increased aspect ratio.[35] (b) and (c) Comparison of PL (532 nm excitation) and DF scattering spectra of gold nanodisks with gradually increased diameter.[14] (c) and (d) Comparison of PL (488 nm excitation) and DF scattering spectra of Au monomer and dimer.[36] (e) Comparison of PL (633 nm excitation) and DF scattering spectra of five gold nanorods with gradually increased aspect ratio.[37] |
![]() | Fig. 6. (color online) (a) Comparison of PL (532 nm excitation) and DF scattering spectra of gold nanorod, gold nanotriangle, and gold nanodisk with a typical size of 80 nm.[14] (b) Comparison of the PL normalized by DF scattering spectra of three gold nanostructures and the PL from gold film. (c) and (d) Comparison of measured and fitted PL (532 nm excitation) and DF scattering spectra of dolmen-like plasmonic nanostructures. (e) A simple three-step model to describe the PL process in the dolmen-like plasmonic nanostructure. (f) Peak and dip positions of PL from the dolmen-like plasmonic nanostructure can be explained by the convolution of the PRF of electrons (solid blue curve) and the DoPS of intrinsic LSPR modes (dotted green and purple curves).[15] |
Recently, we further conducted a quantitative work to support our qualitative explanation.[15] We studied the correlation of PL and DF scattering spectra of a designed dolmen-like nanostructure, which has two intrinsic LSPR modes dependent on the excitation polarization, i.e., the Lorentz-like LSPR mode under horizontal excitation and the Fano-like LSPR mode under vertical excitation. As shown in Figs.
i. Excitation Electrons are excited to a certain high-level state by a CW 532 nm laser (photon energy above the direct interband transition).
ii. Relaxation The excited electrons relax into lower-level states with population redistribution (the blue solid line).
iii. Plasmon-modulated emission for Lorentz-like lineshape PL The redistributed electrons radiative through the LSPR scattering channel with Lorentz-like DoPS. The observed PL is proportional to the production of the population redistribution function (PRF) of electrons and the Lorentz-like DoPS of LSPR. The PRF used in the fitting equation is an exponential decay curve extracted from the PL of bulk gold film. As a result, the PL peak position will be blue shifted via the modulation of exponential PRF.
iv. Plasmon-modulated emission for Fano-like lineshape PL The narrow dark mode (nonradiative) formed in the dimer interacting destructively with the bright mode in the monomer leads to an LSPR radiative channel with Fano-like DoPS. In this case, the exponential PRF can hardly affect the dip position of PL after a convolution with Fano-like DoPS.
We should note that a proper PRF used in our model is critical for a successful quantitative explanation on the PL peak position in arbitrary plasmonic nanostructures. The PRF is not only closely related to the nonradiative decay of bound electrons that can be modulated by the excitation energy and the crystalline quality of bulk metals, in some cases it is also closely related to the nonradiative decay of hot electrons generated by LSPR that would be strongly modulated by the size and shape of plasmonic nanostructures. An apparent blue shift of PL peak position usually occurs in the intensively decaying area of PRF,[14,15,37] while a red shift of PL peak position may occur when the scattering peak of the LSPR mode is located in the rising area of PRF.[37]
The depolarization of PL from noble metals is a natural process due to the relaxation process of carriers,[1] during which the excited electrons go through decoherence, electron–electron and electron–phonon collisions, and they completely lost their original polarization.[38,39] As a comparison, since the scattering of LSPR is an elastic and polarization-maintaining process,[40] PL from the metallic nanostructures through the fast-radiative decay LSPR channel[41,42] will be encoded with the same polarization characteristics of the LSPR modes.[23,43,44] When a plasmonic nanostructure is excited by a polarized laser, the excited electrons will finally radiatively decay from all intrinsic LSPR channels in the nanostructure, including the channel with the same polarization of the initial excitation laser and others with different polarizations. We called this phenomenon partial depolarization.[35,45] Figure
![]() | Fig. 7. (color online) (a) PL of a single gold nanorod at four orientations of excitation and detection polarizations.[45] (b) SEM image, (c) DF scattering, and (d) PL spectra of gold nanoflowers under excitation of 532 nm and 633 nm lasers with different polarization angles.[46] (e) Excitation-wavelength dependent partially depolarized PL spectra from the dolmen-like plasmonic nanostructure under four excitation-collection configurations.[47] |
Mode selection in the PL from plasmonic nanostructures was reported in our recent work.[48] Figure
![]() | Fig. 8. (color online) (a) SEM images of Au nanodisks with a diameter from 80 nm to 200 nm. (b) Size-dependent PL from Au nanodisks under 532 nm excitation. In PL measurements, the polarization of excitation is along the horizontal direction and the collection is unpolarized. The numerical aperture of the objective lens is 0.95.[48] (c) Calculated absorption spectra of Au nanodisks under out-of-plan and symmetric in-plan illumination conditions. (d) Calculated absorption spectra of those relatively large Au nanodisks under right-side in-plan illumination. The inset shows the charge distributions of the 200 nm nanodisk for the fundamental (h˝) and high-order (hˊ) LSPR modes. |
Tailoring the linewidth of PL from plasmonic nanostructures is important for plasmonic applications which require optical resonance with high quality factors. One recent work based on the excitation of the gap plasmon mode reported significantly shrinking the linewidth of PL, where the PL linewidth of Au nanosphere dimer on metal film substrate was reduced ∼ 4.6 times as compared to that on the silica substrate (Fig.
![]() | Fig. 9. (color online) (a) Schematic of two CTAB-coated (light blue) Au nanosphere dimers positioned on a thin Au film (yellow) and on the silica substrate (light gray) respectively. (b) Measured scattering spectra and PL spectra of the Au nanosphere dimmers (c) on the Au film and (d) on the silica substrate.[49] |
To date, the main applications of PL from plasmonic nanostructures have been reported in the aspects of plasmonic imaging,[8,52,53] plasmonic nanolaser,[50,54–63] and surface enhanced fluorescence (SEF).[51,64–73] Plasmonic imaging is the direct application of PL from plasmonic nanostructures and the other two belong to the indirect one. As shown in Fig.
![]() | Fig. 10. (color online) (a) Plasmonic PL with high QY can be used for cell imaging applications.[8] (b) Real-time tunable lasing from plasmonic nanocavity arrays.[50] (c) Giant PL enhancement in tungsten-diselenide-gold plasmonic hybrid structures.[51] (d) Plasmonic PL for recovering native chemical information from SERS.[37] |
Based on the pioneering works and our recent new findings, we summarize here a relatively complete mechanism of one-photon PL from plasmonic nanostructures in the following three steps. (i) Excitation. Bound electrons or free electron oscillation can be excited to a certain state through interband transition or intraband transition, respectively. The excitation can be greatly enhanced when the energy of the excitation laser is overlapped with the LSPR mode. (ii) Relaxation. Excited electrons relax into the continuous lower-energy states with population redistribution. (iii) LSPR-modulated emission. LSPR acts as an ultrafast radiative decay channel for the excited electrons and can greatly enhance the QY of emission. PL from plasmonic nanostructures is proportional to the production of the PRF of electrons and the DoPS of LSPR modes, during which the peak position of PL can be modulated by the specific PRF in plasmonic nanostructures. Enhanced partially depolarized PL can be generated due to the indirect energy transfer between intrinsic LSPR modes via excitation and relaxation of hot electrons. Mode selection phenomenon can occur in the PL from plasmonic nanostructures due to the preferential excitation of LSPR mode under symmetric in-plan illumination. The fundamental phenomenon and mechanism of anti-Stokes one-photon emission,[74] two-photon and multiphoton emission,[75–78] and nonlinear phenomenon[79–81] in the PL from plasmonic nanostructures will be reviewed in our future work.
The application of PL from plasmonic nanostructures is currently focused on the plasmonic nanolaser and SEF. Many urgent scientific issues such as the laser threshold, the reproducibility of plasmonic nanolasers,[82] and the interaction between fluorescence molecules and plasmonic nanostructures require deeper studies.[83] Metamaterials and plasmonic-optical hybrid platforms are expected to attract more attention for plasmonic nanolasers and SEF applications.[84,85]
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